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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-10-01 |
Branch Locations
725 Kapiolani Blvd Ste C 211, Honolulu, HI 96813 • United States
Ewa Beach, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 04/2016 | 08/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | 09/2019 |
| Cambridge Investment Research Inc. | Fairfield | IA | 10/2018 | 09/2019 |
| Ameriprise Financial Services, Inc. | Honolulu | HI | 10/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-13 |
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