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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| IN | RA | APPROVED | 2019-11-07 |
| KY | RA | APPROVED | 2014-10-07 |
Branch Locations
300 2Nd Street, Henderson, KY 42420 • United States
2320 W. Illinois St., Evansville, IN 47712 • United States
6245 Vogel Road, Evansville, IN 47715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Ellisville | MO | 05/2011 | Present |
| Fifth Third Securities | Ellisville | MO | 03/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-24 |
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