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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-14 |
| TN | RA | APPROVED | 2018-08-24 |
Branch Locations
1100 Ridgeway Loop Road, Memphis, TN 38120 • United States
Memphis, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Germantown | TN | 06/2015 | 08/2018 |
| Bank Of America, N.A. | Germantown | TN | 08/2015 | 08/2018 |
| Raymond James & Associates | Memphis | TN | 08/2018 | Present |
I*84673 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COOK LEGAL SERVICES, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30309 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/13/2009 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC WAS THE LEGAL ENTITY IN WHICH I PREVIOUSLY RAN MY LAW FIRM OUT OF .THE LAW FIRM HAS BEEN SHUT DOWN AND IS NO LONGER OPERATIONAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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