Kyle Charles Gardner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 03/2017
  Subculture Apparel
  Bothell, WA
• 11/2013 → 12/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 12/2019 → Present
  Lpl Financial, Llc
  Bothell, WA

Previous Registrations

• 2014-02-03 → 2019-12-09
  Cetera Wealth Services, Llc
  Bothell, WA

Other Businesses

1. 1/1977 - DBA for LPL Business (entity for LPL business) - Swagerty & Gardner Financial Group - Investment Related - Bothell, WA 98021 2. 11/02/2022 - Swagerty & Gardner LLC - DBA: Swagerty Gardner - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-01

Designations

• Certified Financial Planner