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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-28 |
| WA | RA | APPROVED | 2019-12-02 |
Branch Locations
22232 17Th Ave Se Ste 205, Bothell, WA 98021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Subculture Apparel | Bothell | WA | 06/2007 | 03/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2013 | 12/2019 |
| Lpl Financial, Llc | Bothell | WA | 12/2019 | Present |
1. 1/1977 - DBA for LPL Business (entity for LPL business) - Swagerty & Gardner Financial Group - Investment Related - Bothell, WA 98021 2. 11/02/2022 - Swagerty & Gardner LLC - DBA: Swagerty Gardner - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-01 |
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