Mark A Rich

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Heritage Financial Consultants
  Vienna, VA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Hunt Valley, MD

Previous Registrations

• 2018-01-17 → 2025-01-24
  Osaic Fa, Inc.
  Hunt Valley, MD
  Hunt Valley, MD
  Vienna, VA
  Hunt Valley, MD

Other Businesses

1. MASON-DIXON PLANNING GROUP, LLC POSITION: Client Relationship Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/25/2025 ADDRESS: 14302 Manor Road, Phoenix MD 21131, United States DESCRIPTION: This is my job with Thomas Spray-Fry at Osaic Wealth. I prepare client reviews, reach out to clients, take client requests, and complete and process paperwork.

Exams

• S66 Uniform Combined State Law Examination
  2017-10-26