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David James Wagner

J.P. Morgan Securities LLC

Plymouth, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-23
  • MI RA
    APPROVED
    Since 2023-01-23

Branch Locations

235 N Sheldon, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Plymouth MI 03/2007 Present
J.P. Morgan Securities Llc Plymouth MI 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-06
S63 Uniform Securities Agent State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2021-11-06
  • S63 Uniform Securities Agent State Law Examination
    2012-05-22
Other Names
  • David J Wagner

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · PLYMOUTH, MI
FOGUTH WEALTH MANAGEMENT, LLC. · Plymouth, MI
LPL FINANCIAL LLC · PLYMOUTH, MI
SCHWARTZ INVESTMENT COUNSEL INC · PLYMOUTH, MI
EDWARD JONES · PLYMOUTH, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PLYMOUTH, MI
PINNACLE WEALTH MANAGEMENT GROUP, INC. · PLYMOUTH, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PLYMOUTH, MI

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