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7601 France Avenue South Suite 100, Edina, MN 55435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-07-17 |
Branch Locations
7601 France Avenue South Suite 100, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Bloomington | MN | 12/2013 | 02/2017 |
| Park Ave Securities | Bloomington | MN | 01/2014 | 02/2017 |
| Guardian Life Insurance | Edina | MN | 03/2017 | 07/2019 |
| Park Avenue Securities | Edina | MN | 03/2017 | 07/2019 |
| Concourse Financial Group Securities Inc | Edina | MN | 07/2019 | 12/2022 |
| (Dba) Tradition Wealth Management | Edina | MN | 07/2019 | Present |
(dba) TRADITION WEALTH MANAGEMENT; Investment Related; 7601 France Avenue South, #100, Edina, MN 55435; Financial Services; Investment Adviser (IAR); Start Date 07/2019; 160 hours per month with the majority of those hours per month occurring during trading hours; Conduct business as an IAR for Tradition Wealth Management. >> FIXED INSURANCE; Investment Related; 7601 France Avenue South, #100, Edina, MN 55435; Insurance; Independent Agent; Start Date 07/2019; 10 hours per month; Sales and service of life, disability, and long-term care insurance products. >> POA; Non-Investment Related; Waconia, MN; Other; Power of Attorney (POA); Start Date 06/2016; No hours per month; I hold Power of Attorney for my father.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-30 |
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