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3540 Wheeler Road Suite 106, Augusta, GA 30909 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-25 |
| GA | RA | APPROVED | 2016-10-17 |
Branch Locations
3540 Wheeler Road Suite 106, Augusta, GA 30909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Augusta | GA | 03/2012 | 10/2016 |
| Caddie Master Enterprises | Augusta | GA | 01/2004 | Present |
| Bank Of America, N.A. | Augusta | GA | 11/2012 | 10/2016 |
| Williams Wealth Management, Inc. | Augusta | GA | 07/2016 | Present |
CADDIE FOR CADDIE MASTER ENTERPRISES, AUGUSTA NATIONAL GOLF CLUB, 2604 WASHINGTON RD, AUGUSTA, GA 30904; NON-INVESTMENT RELATED. 01/2004-PRESENT. ZERO HOURS DEVOTED DURING SECURITIES TRADING HOURS. AM NOT COMMITED TO WORK A SET NUMBER OF HOURS, ONLY WORK OCASSIONAL WEEKENDS. Lucien Zadoc Williams is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Williams Wealth Management, Inc. always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Williams Wealth Management, Inc. in connection with such individual's activities outside of Williams Wealth Management, Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-03 |
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