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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-09
OR RA APPROVED 2014-05-01
CA RA APPROVED 2013-09-11
  • TX RA
    APPROVED_RES
    Since 2019-10-09
  • OR RA
    APPROVED
    Since 2014-05-01
  • CA RA
    APPROVED
    Since 2013-09-11

Branch Locations

4732 Nw Bethany Blvd, Suite G-1, Portland, OR 97229 • United States

3475 Sw Cedar Hills Blvd., Beaverton, OR 97005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Portland OR 02/2014 03/2019
Jp Morgan Chase Bank Portland OR 04/2019 Present
  • 02/2014 → 03/2019
    Jpmorgan Chase Bank, N.A.
    Portland, OR
  • 04/2019 → Present
    Jp Morgan Chase Bank
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-09
S63 Uniform Securities Agent State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2013-09-09
  • S63 Uniform Securities Agent State Law Examination
    2012-05-22
Other Names
  • Yuanyuan Liu
  • Jennifer Yuanyuan Liu
  • Jennifer Liu Yang

View on SEC IAPD

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