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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-23
  • TX RA
    APPROVED
    Since 2022-08-23

Branch Locations

Citi Private Bank 1225 17Th Street, 21St Floor, Suite 2100, Denver, CO 80202 • United States

Citi Private Bank 2700 Post Oak Blvd 5Th Floor, Suite 500, Houston, TX 77056-5830 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2014 07/2017
Jpmorgan Securities Llc New York NY 07/2017 03/2020
Citigroup Houston TX 03/2022 Present
Jpmorgan Securities Llc Houston TX 03/2020 03/2022
  • 06/2014 → 07/2017
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2017 → 03/2020
    Jpmorgan Securities Llc
    New York, NY
  • 03/2022 → Present
    Citigroup
    Houston, TX
  • 03/2020 → 03/2022
    Jpmorgan Securities Llc
    Houston, TX
Previous Registrations
  • 2022-08-23 → 2010-06-30
    Citi Private Alternatives, Llc
    Denver, CO
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
S63 Uniform Securities Agent State Law Examination 2012-06-20
  • S66 Uniform Combined State Law Examination
    2022-08-23
  • S63 Uniform Securities Agent State Law Examination
    2012-06-20

View on SEC IAPD

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