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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-20
  • TX RA
    APPROVED
    Since 2012-06-20

Branch Locations

210 Lake Rd, Lake Jackson, TX 77566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Jackson TX 03/2012 Present
Bank Of America, N.A. Jackson TX 08/2012 Present
  • 03/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Jackson, TX
  • 08/2012 → Present
    Bank Of America, N.A.
    Jackson, TX
Other Businesses

I*2114285, Entity Type: Entity For Profit, Name of OBA: GiGi Productions, Address: lake Jackson, Texas, 77566, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 03/02/2025, No Hours: 10 Weekly, No Hours during Trading: 0, Duties: I will be an actor in a play written and produced by a friend with three performances in April 2025. On the off chance that the show makes a profit, my friend would like to share the profits with the cast and crew. I*2175298, Entity Type: Entity Charitable, Name of OBA: SPCA of Brazoria County, Address: Lake Jackson, Texas, 77566, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/27/2025, No Hours: 5 Monthly, No Hours during Trading: 2 Monthly, Duties: I have been asked to serve as chair of the capital campaign committee to raise funds for the expansion of the SPCA shelter facility in Lake Jackson. The campaign is currently in the "quiet phase" approaching donors such ad foundations and corporations for grants over $100,000/ I have explained to the organization that I will not be able to solicit donations from entities or individuals who are also my clients. I*3669265 Entity Type: Charitable Name of OBA: Brazosport Fine Arts Council Address: Clute, Texas, 77531 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/09/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Brazosport Fine Arts Council operates the Brazosport Center for the Arts and Sciences, which has several committees that provide arts and sciences programs to the local community I would serve on the committee for Brazosport Center Stages, the theater programming group, as the representative in charge of policies. I would take point on updating and creating policies and procedures as needed and also serve on BFAC's Policies Committee, to provide input into BFAC policies and procedures.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-14
  • S66 Uniform Combined State Law Examination
    2012-06-14

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