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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-04-28
  • MO RA
    APPROVED
    Since 2016-04-28

Branch Locations

424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2016 Present
Northwestern Mutual Investment Services Llc Saint Louis MO 04/2016 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2016 Present
  • 04/2016 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2016 → Present
    Saint Louis, MO
  • 05/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. 50% OWNER, RENTAL PROPERTY (RESIDENTIAL), 9015 TUDOR AVE, ST. LOUIS, MISSOURI, 63114, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/1/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKING SURE TENANTS PAY MONTHLY RENT AND OCCASIONAL MAINTENANCE REPAIRS. INVESTMENT RELATED. 2. 100% OWNER, 88KACTUS, LLC, LEGAL ENTITY, START DATE: 02/13/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 3.LACO ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/13/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-24
S63 Uniform Securities Agent State Law Examination 2012-09-24
  • S66 Uniform Combined State Law Examination
    2014-09-24
  • S63 Uniform Securities Agent State Law Examination
    2012-09-24
Other Names
  • Matt R Collier
  • Matt R Collier
  • Matthew Ryan Collier

View on SEC IAPD

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