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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| CO | RA | APPROVED | 2012-06-18 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Denver | CO | 03/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*521687 - All Soul Parish Finance Investment Committee; Investment related - No; Englewood, Colorado; Religious; Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours:4, Advice in Finance decisions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-15 |
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