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Kristel Karen Aquino Jocson

Wells Fargo Clearing Services, LLC

San Diego, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-20
  • TX RA
    APPROVED_RES
    Since 2017-12-20

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

12531 High Bluff Dr Ste 400 [Xu-Rbo], San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 08/2017
Wells Fargo Clearing Services, Llc San Diego CA 08/2017 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Kristel Aquino
  • Kristel K Santos Aquino

View on SEC IAPD

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