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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-07 |
| CA | RA | APPROVED | 2024-02-06 |
| IL | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED_RES | 2023-01-09 |
| WI | RA | APPROVED | 2022-02-10 |
| WA | RA | APPROVED | 2018-03-27 |
| MN | RA | APPROVED | 2017-05-18 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northrock Partners, Llc | Minneapolis | MN | 06/2013 | 09/2016 |
| Pacific Point Advisors, Llc | Renton | WA | 10/2016 | 05/2017 |
| Northrock Partners, Llc | Minneapolis | MN | 05/2017 | Present |
Maintains current Minnesota insurance license for Accident & Health, Life and Variable Contracts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-17 |
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