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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2013-06-18
  • AL RA
    APPROVED
    Since 2013-06-18

Branch Locations

200 Clinton Ave W Ste 507, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2012 Present
Northwestern Mutual Investment Services, Llc Hoover AL 12/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2012 → Present
    Hoover, AL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ANDREW BOYD, 4502 CHOCTAW CIRCLE, HUNTSVILLE, , ALABAMA, 35801, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/09/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, GENERATION OF MUSIC & SOUND DESIGN FOR COMMERCIAL PURPOSES. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-17
  • S66 Uniform Combined State Law Examination
    2013-06-17

View on SEC IAPD

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