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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-08-09
TX RA APPROVED 2021-08-09
  • CO RA
    APPROVED
    Since 2021-08-09
  • TX RA
    APPROVED
    Since 2021-08-09

Branch Locations

102 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

119 West Fifth Street, Pueblo, CO 81003-3161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2021
Stifel Nicolaus & Co Inc Pueblo CO 08/2021 Present
  • 01/2015 → 08/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2021 → Present
    Stifel Nicolaus & Co Inc
    Pueblo, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
  • S66 Uniform Combined State Law Examination
    2012-05-24

View on SEC IAPD

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