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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-08-28 |
Branch Locations
1115 Truxtun Ave 2Nd Flr, Bakersfield, CA 93301 • United States
1030 Nevada St Ste 203, Redlands, CA 92374 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cubano Cigars And Tobacco | Bakersfield | CA | 08/2010 | Present |
| Gwfs Equities, Inc. | Glendale | CA | 07/2016 | 08/2017 |
| Voya Financial Advisors | Bakersfield | CA | 08/2017 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1115 TRUXTUN AVE 2ND FLR; BAKERSFIELD; CA; 93301; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 3/8/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| LILIANA FAHEL POSITION: Notary Public NATURE: Requesting approval to become commissioned Notary Public in the State of California. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2026 ADDRESS: 4813 Chalet St, Bakersfield CA 93313, United States DESCRIPTION: As a notary, I would perform notarial acts such as acknowledging signatures, administering oaths and affirmations, certifying copies where permitted by law, and completing jurats in accordance with California Notary laws and regulations. Activity would be conducted on a limited part-time basis outside of my regular business responsibilities. Notary services would be offered to the general public for standard statutory fees permitted under California law and would not involve providing legal advice, financial advice, tax advice, or investment recommendations. I understand that any document related to my firm's business would be handled in accordance with firm policies and procedures, and I would not notarize documents when prohibited by law or firm policy, including situations involving conflicts of interest or where my impartiality could be reasonably questioned. Activity is administrative in nature and intended solely to provide notary services in compliance with all applicable state laws and firm compliance requirements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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