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Matthew John Sullivan

J.P. Morgan Securities LLC

Minneapolis, MN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
MN RA APPROVED 2022-01-27
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • MN RA
    APPROVED
    Since 2022-01-27

Branch Locations

241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray Minneapolis MN 07/2013 03/2020
Piper Jaffray Investment Management Llc Minneapolis MN 08/2013 03/2020
Jpmorgan Chase Bank, N.A. Minneapolis MN 03/2020 Present
J.P. Morgan Securities Llc Minneapolis MN 03/2020 Present
  • 07/2013 → 03/2020
    Piper Jaffray
    Minneapolis, MN
  • 08/2013 → 03/2020
    Piper Jaffray Investment Management Llc
    Minneapolis, MN
  • 03/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Minneapolis, MN
  • 03/2020 → Present
    J.P. Morgan Securities Llc
    Minneapolis, MN
Previous Registrations
  • 2016-08-05 → 2020-03-09
    Piper Sandler & Co.
    Minneapolis, MN
  • 2013-08-27 → 2016-08-05
    Piper Jaffray Investment Management, Llc
    Minneapolis, MN
  • 2012-10-30 → 2013-07-17
    Kestra Investment Services, Llc
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-21
  • S66 Uniform Combined State Law Examination
    2012-09-21
Other Names
  • Matthew Sullivan

View on SEC IAPD

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