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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-05-14 |
Branch Locations
1299 S Beretania St Ste 220, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Honolulu | HI | 02/2012 | 03/2026 |
| Tiaa | Honolulu | HI | 02/2012 | 03/2026 |
| Lpl Financial | Honolulu | HI | 03/2026 | Present |
1. 04/2026 - Tao Investments Hawaii - DBA for LPL Business (entity for LPL business) - Inv Related - 220 Hour(s)/Month - 80 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/02/2026 2. 04/2026 - 112 Kaanua Place - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Kailua, HI, 96734 - OBA Start Date: 12/01/2012 3. 04/2026 - 45-555 Keneke Place - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Kaneohe, HI, 96744 - OBA Start Date: 07/01/2016 4. 04/2026 - 271 Pouli Road - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Kailua, HI, 96734 - OBA Start Date: 07/01/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-18 |
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