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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glendale Securities Inc | Sherman Oaks | CA | 06/2016 | 08/2017 |
| Mundial Financial Group, Llc | Sherman Oaks | CA | 06/2016 | 06/2017 |
| Invest Financial Corp | Tampa | FL | 08/2017 | 02/2019 |
| Logix Federal Credit Union | Burbank | CA | 08/2017 | Present |
| Lpl Financial Llc | Burbank | CA | 02/2018 | Present |
1. 03/14/2018 - Logix Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/14/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-15 |
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