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Judith Lee Harlan

Nwf Advisory Services Inc

San Diego, CA

Los Angeles, CA

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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-17
  • CA RA
    APPROVED
    Since 2018-09-17

Branch Locations

1240 India Street Unit 1402, San Diego, CA 92101 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company San Diego CA 07/2016 08/2018
Mml Investors Services, Llc San Diego CA 03/2017 07/2018
Osaic Wealth, Inc. San Diego CO 08/2018 Present
  • 07/2016 → 08/2018
    Massachusetts Mutual Life Insurance Company
    San Diego, CA
  • 03/2017 → 07/2018
    Mml Investors Services, Llc
    San Diego, CA
  • 08/2018 → Present
    Osaic Wealth, Inc.
    San Diego, CO
Previous Registrations
  • 2017-03-25 → 2018-08-02
    Mml Investors Services, Llc
    San Diego, CA
    San Diego, CA
  • 2014-02-05 → 2017-03-25
    Msi Financial Services, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-17
  • S66 Uniform Combined State Law Examination
    2013-10-17
Designations
Other Names
  • Judith Lee Bartlett
  • Judi Lee Bartlett
  • Judi Harlan

View on SEC IAPD

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Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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