Best Investors Account Sign in
Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-08-02
  • CO RA
    APPROVED
    Since 2019-08-02

Branch Locations

5655 South Yosemite Street # 208, Greenwood Village, CO 80111 • United States

6745 Rangewood Drive # 106, Colorado Springs, CO 80918 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ccf Investments, Inc. Greensboro GA 04/2015 06/2017
Capital Choice Investment Advisers, Inc. Greensboro GA 03/2017 06/2017
Capital Choice Financial Services Greensboro GA 04/2015 07/2019
Ameritas Investment Corp. Lincoln NE 06/2017 07/2019
Rock Solid Wealth Management Centennial CO 05/2015 06/2019
Aspenmark Wealth Management Centennial CO 06/2019 Present
Gwn Securities, Inc. Palm Beach Gardens FL 07/2019 Present
Gwn Securities, Inc. Palm Beach Gardens FL 07/2019 Present
  • 04/2015 → 06/2017
    Ccf Investments, Inc.
    Greensboro, GA
  • 03/2017 → 06/2017
    Capital Choice Investment Advisers, Inc.
    Greensboro, GA
  • 04/2015 → 07/2019
    Capital Choice Financial Services
    Greensboro, GA
  • 06/2017 → 07/2019
    Ameritas Investment Corp.
    Lincoln, NE
  • 05/2015 → 06/2019
    Rock Solid Wealth Management
    Centennial, CO
  • 06/2019 → Present
    Aspenmark Wealth Management
    Centennial, CO
  • 07/2019 → Present
    Palm Beach Gardens, FL
  • 07/2019 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2017-06-21 → 2019-08-05
    Ameritas Investment Company, Llc
    Greensboro, GA
    Centennial, CO
    Colorado Springs, CO
  • 2017-04-07 → 2017-06-21
    Capital Choice Investment Advisers, Inc.
    Centennial, CO
    Greensboro, GA
  • 2014-04-09 → 2015-04-14
    Brighton, CO
Other Businesses

1 -- Independent Insurance Agent; same as branch; non-inv rel; independent agent; start date=004/2015; hrs/mo=160; trading hrs/mo=160; offer life insurance, offer disability insurance, offer long-term care insurance, offer fixed annuities, offer fixed indexed annuities 2 -- AspenMark Wealth Management; same as branch; inv rel; DBA; Managing Partner; start date=06/2019; hrs/mo=160; trading hrs/mo=160; this is my DBA for running my business 3 -- DAVE RAMSEY SMARTVESTOR PRO PARTICIPANT POSITION: SmartVestor Pro program participant NATURE: It is an advertising program for fans of Dave Ramsey that are looking to connect with an advisor that can help them with investing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2015 ADDRESS: 6901 S Yosemite St. #105, Centennial CO 80112, United States DESCRIPTION: Connect with prospective clients that reach out for information through the SmartVestor network. Answer questions and see if it makes sense to enter a client/advisor relationship. 4 -- PART-TIME MEDICAL CAREGIVER POSITION: Part time caregiver NATURE: Health Care INVESTMENT RELATED: Is Not Investment Related, START DATE: 23-02-01 HOURS PER MONTH: 6 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, COMPENSATION: Hourly Compensation DESCRIPTION: "Our son, Gabriel, has specific medical special needs that require in-home care. My wife and I are eligible to be paid to be full-time caregivers for his needs. These needs include feeding, bathing, dressing, continence care, transferring, and supervision."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-29
S63 Uniform Securities Agent State Law Examination 2013-10-01
  • S65 Uniform Investment Adviser Law Examination
    2014-01-29
  • S63 Uniform Securities Agent State Law Examination
    2013-10-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor