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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-08-02 |
Branch Locations
5655 South Yosemite Street # 208, Greenwood Village, CO 80111 • United States
6745 Rangewood Drive # 106, Colorado Springs, CO 80918 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ccf Investments, Inc. | Greensboro | GA | 04/2015 | 06/2017 |
| Capital Choice Investment Advisers, Inc. | Greensboro | GA | 03/2017 | 06/2017 |
| Capital Choice Financial Services | Greensboro | GA | 04/2015 | 07/2019 |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 07/2019 |
| Rock Solid Wealth Management | Centennial | CO | 05/2015 | 06/2019 |
| Aspenmark Wealth Management | Centennial | CO | 06/2019 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2019 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2019 | Present |
1 -- Independent Insurance Agent; same as branch; non-inv rel; independent agent; start date=004/2015; hrs/mo=160; trading hrs/mo=160; offer life insurance, offer disability insurance, offer long-term care insurance, offer fixed annuities, offer fixed indexed annuities 2 -- AspenMark Wealth Management; same as branch; inv rel; DBA; Managing Partner; start date=06/2019; hrs/mo=160; trading hrs/mo=160; this is my DBA for running my business 3 -- DAVE RAMSEY SMARTVESTOR PRO PARTICIPANT POSITION: SmartVestor Pro program participant NATURE: It is an advertising program for fans of Dave Ramsey that are looking to connect with an advisor that can help them with investing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2015 ADDRESS: 6901 S Yosemite St. #105, Centennial CO 80112, United States DESCRIPTION: Connect with prospective clients that reach out for information through the SmartVestor network. Answer questions and see if it makes sense to enter a client/advisor relationship. 4 -- PART-TIME MEDICAL CAREGIVER POSITION: Part time caregiver NATURE: Health Care INVESTMENT RELATED: Is Not Investment Related, START DATE: 23-02-01 HOURS PER MONTH: 6 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, COMPENSATION: Hourly Compensation DESCRIPTION: "Our son, Gabriel, has specific medical special needs that require in-home care. My wife and I are eligible to be paid to be full-time caregivers for his needs. These needs include feeding, bathing, dressing, continence care, transferring, and supervision."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-01 |
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