Colleen Anne O'SHaughnessy

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 11/2021
  Mass Mutual Life Insurance Company
  Watertown, NY
• 04/2012 → 11/2021
  Mml Investors Services
  Watertown, NY
• 11/2021 → Present
  J.W. Cole Financial, Inc
  Tampa, FL
• 04/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Other Businesses

(1) Watertown Wealth Management, LLC; DBA; 531 Washington Street, Stuie 3501, Watertown, NY 13601; Director of Operations; Managing financial advising practice; Start 12/2020; 140 hrs/mo, 140 hrs/mo during trading. (2) Fixed Insurance; Not investment related; 531 Washington St, Suite 3501, Watertown NY 13601; Working with clients on their fixed insurance needs; Start 4/1/24; 10 hours/month during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-06-08

Designations

• Chartered Financial Consultant

Other Names

• Colleen O'SHaughnessy