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Current Employers
Concurrent Investment Advisors, Llc

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-29
TX RA APPROVED 2024-04-24
  • AZ RA
    APPROVED
    Since 2024-04-29
  • TX RA
    APPROVED
    Since 2024-04-24

Branch Locations

8679 E San Alberto Dr, Scottsdale, AZ 85258 • United States

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roosevelt Group, Llc Phoenix AZ 01/2011 08/2022
Raymond James Financial Services, Inc. Phoeniz AZ 05/2014 04/2024
G Michaelis, Inc. Phoenix AZ 04/2014 03/2023
Raymond James Financial Services Advisors, Inc. Phoenix AZ 08/2020 04/2024
Elite Wealth Advisors, Llc Phoenix AZ 10/2021 Present
Concurrent Investment Advisors D/B/A The Wealth Stewards Tampa FL 04/2024 Present
Purshe Kaplan Sterling Investments Albany NY 04/2024 Present
  • 01/2011 → 08/2022
    Roosevelt Group, Llc
    Phoenix, AZ
  • 05/2014 → 04/2024
    Raymond James Financial Services, Inc.
    Phoeniz, AZ
  • 04/2014 → 03/2023
    G Michaelis, Inc.
    Phoenix, AZ
  • 08/2020 → 04/2024
    Phoenix, AZ
  • 10/2021 → Present
    Elite Wealth Advisors, Llc
    Phoenix, AZ
  • 04/2024 → Present
    Concurrent Investment Advisors D/B/A The Wealth Stewards
    Tampa, FL
  • 04/2024 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Concurrent Investment Advisors d/b/a The Wealth Stewards. Investment Related. At Registered Location. RIA. Wealth Strategist/ Financial Advisor. Start Date: 04/24/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Independent Advisory Practice Affiliate/ Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 04/24/2024. 3 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) Elite Wealth Advisors, LLC. Investment Related. 1118 E Missouri Ave Suite B3, Phoenix, AZ, 85014, United States. Support Company . Owner. Officer - President. Start Date: 10/01/2021. 1 hr/ month; none during trading hours. support company for tax purposes for the LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
S63 Uniform Securities Agent State Law Examination 2012-12-21
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21
  • S63 Uniform Securities Agent State Law Examination
    2012-12-21

View on SEC IAPD

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