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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-29 |
| TX | RA | APPROVED | 2024-04-24 |
Branch Locations
8679 E San Alberto Dr, Scottsdale, AZ 85258 • United States
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roosevelt Group, Llc | Phoenix | AZ | 01/2011 | 08/2022 |
| Raymond James Financial Services, Inc. | Phoeniz | AZ | 05/2014 | 04/2024 |
| G Michaelis, Inc. | Phoenix | AZ | 04/2014 | 03/2023 |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 08/2020 | 04/2024 |
| Elite Wealth Advisors, Llc | Phoenix | AZ | 10/2021 | Present |
| Concurrent Investment Advisors D/B/A The Wealth Stewards | Tampa | FL | 04/2024 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2024 | Present |
1) Concurrent Investment Advisors d/b/a The Wealth Stewards. Investment Related. At Registered Location. RIA. Wealth Strategist/ Financial Advisor. Start Date: 04/24/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Independent Advisory Practice Affiliate/ Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 04/24/2024. 3 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) Elite Wealth Advisors, LLC. Investment Related. 1118 E Missouri Ave Suite B3, Phoenix, AZ, 85014, United States. Support Company . Owner. Officer - President. Start Date: 10/01/2021. 1 hr/ month; none during trading hours. support company for tax purposes for the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-21 |
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