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Jonathan Cabigas Ferrer

LPl Financial LLC

San Diego, CA

Carlsbad, CA

CRD 6036496

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-01
  • CA RA
    APPROVED
    Since 2020-09-01

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lucia Securities, Llc San Diego CA 06/2014 12/2020
Rjl Wealth Management, Llc San Diego CA 06/2014 12/2020
Lpl Financial, Llc San Diego CA 09/2020 Present
  • 06/2014 → 12/2020
    Lucia Securities, Llc
    San Diego, CA
  • 06/2014 → 12/2020
    Rjl Wealth Management, Llc
    San Diego, CA
  • 09/2020 → Present
    Lpl Financial, Llc
    San Diego, CA
Previous Registrations
  • 2014-06-23 → 2020-12-31
    Lucia Capital Group
    San Diego, CA
  • 2013-09-03 → 2014-06-24
    J. W. Cole Advisors, Inc.
    Carlsbad, CA
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-15
  • S66 Uniform Combined State Law Examination
    2013-08-15

View on SEC IAPD

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