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Bryan Daniel Herren

Osaic Wealth, Inc.

Scottsdale, AZ

Knoxville, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-11-17
  • TN RA
    APPROVED
    Since 2020-11-17

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

12337 North Fox Den, Knoxville, TN 37934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc Knoxville TN 02/2012 09/2020
Securities America, Inc. Knoxville TN 09/2020 Present
Securities America Advisors, Inc. Knoxville TN 09/2020 Present
Osaic Wealth, Inc. Knoxville TN 06/2024 Present
  • 02/2012 → 09/2020
    Securities Service Network, Inc
    Knoxville, TN
  • 09/2020 → Present
    Securities America, Inc.
    Knoxville, TN
  • 09/2020 → Present
    Securities America Advisors, Inc.
    Knoxville, TN
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Knoxville, TN
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Knoxville, TN
  • 2020-11-17 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakdale, MN
    Knoxville, TN
  • 2020-11-17 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
    Knoxville, TN
  • 2020-11-17 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
    Knoxville, TN
  • 2015-06-04 → 2020-09-18
    Ssn Advisory, Inc.
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-03
  • S66 Uniform Combined State Law Examination
    2015-06-03

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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