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Troy Alan Keel

Cetera Investment Advisers LLC

Midland, TX

CRD 4187805

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

6 Desta Dr Ste 3450, Midland, TX 79705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Midland TX 03/2011 09/2025
Avantax Advisory Services Midland TX 03/2011 09/2025
Avantax Insurance Agency Llc Midland TX 03/2011 09/2025
Greenwood Independent School District Midland TX 11/2008 11/2022
Donald Ruppaner, Cpa Midland TX 02/2011 03/2019
Cetera Wealth Services, Llc Midland TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2011 → 09/2025
    Avantax Investment Services, Inc.
    Midland, TX
  • 03/2011 → 09/2025
    Avantax Advisory Services
    Midland, TX
  • 03/2011 → 09/2025
    Avantax Insurance Agency Llc
    Midland, TX
  • 11/2008 → 11/2022
    Greenwood Independent School District
    Midland, TX
  • 02/2011 → 03/2019
    Donald Ruppaner, Cpa
    Midland, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Midland, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-03-01 → 2025-09-05
    Avantax Advisory Services
    Midland, TX
  • 2006-03-31 → 2011-02-03
    Midland, TX
  • 2005-07-06 → 2006-03-31
    Chase Investment Services Corp.
    Midland, TX
  • 2004-09-30 → 2005-07-06
    Banc One Securities Corporation
    Midland, TX
  • 2004-03-04 → 2004-10-04
    Midland, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-03
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S65 Uniform Investment Adviser Law Examination
    2004-03-03
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12

View on SEC IAPD

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