Best Investors Account Sign in

Stephanie B Walsh

Rockefeller Financial LLC

Chesterfield, MO

Dallas, TX

Claim This Profile
Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-05-28
TX RA APPROVED 2021-05-28
  • MO RA
    APPROVED
    Since 2021-05-28
  • TX RA
    APPROVED
    Since 2021-05-28

Branch Locations

16090 Swingley Ridge Road, Chesterfield, MO 63017 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Chesterfield MO 02/2012 05/2021
Bank Of America, N.A. Chesterfield MO 07/2018 05/2021
Rockefeller Financial Llc Chesterfield MO 05/2021 Present
  • 02/2012 → 05/2021
    Merrill Lynch
    Chesterfield, MO
  • 07/2018 → 05/2021
    Bank Of America, N.A.
    Chesterfield, MO
  • 05/2021 → Present
    Rockefeller Financial Llc
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-07
S63 Uniform Securities Agent State Law Examination 2014-03-15
  • S65 Uniform Investment Adviser Law Examination
    2015-03-07
  • S63 Uniform Securities Agent State Law Examination
    2014-03-15
Designations
Other Names
  • Stephanie B Schmidt

View on SEC IAPD

Other Firms

CARROLL WEALTH MANAGEMENT INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
SMITH, MOORE & CO.
EDWARD JONES
IMPACT PARTNERSHIP WEALTH, LLC
MBM WEALTH CONSULTANTS, LLC
BRAND ASSET MANAGEMENT GROUP, INC.

Other Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor