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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2018-01-18
NJ RA APPROVED 2013-07-23
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2018-01-18
  • NJ RA
    APPROVED
    Since 2013-07-23

Branch Locations

399 Knollwood Rd Ste G10, White Plains, NY 10603-1944 • United States

Conshohocken, PA • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. White Plains NY 02/2012 03/2020
Ameriprise Financial Services, Llc White Plains NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 25 Rockledge AveUnit 1206White Plains, NY 10601, ,; Not Investment-Related; 10/01/2015. Business Ownership; Bhashyam & Associates; ; This is an S corp for handling expenses and rent related to office.; 399 Knollwood RdSuite G10White Plains, NY 10603, ,; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; River Town Lions Club of Ardsley, Dobbs Ferry, Irvington and Tarrytown; Civic charitable organization; River Towns Lions Club of Ardsley, Dobbs Ferry, Irvington and Ta, ,; ; 11/05/2014; 1 to 9 hours per month; 0 during trading hours / Global Organization of People of Indian Origin NY Chapter; GOPIO, aims to bring people of Indian Origin in the World together to promote their professional, cultural and social interests with a view to realizing their maximum potential in the service of Global peace, prosperity, happiness and compassion.; PO Box 1413, Stamford, CT 06104, ,; ; 02/18/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-23
  • S66 Uniform Combined State Law Examination
    2012-04-23

View on SEC IAPD

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