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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-08
  • FL RA
    APPROVED
    Since 2016-09-08

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 02/2016 Present
Other Businesses

R&RS Properties / United States / 140 S Dixie Hwy # 418 / Hollywood / Florida / United States / 33020 / / No / Other / LLC / Real Estate / / Real Estate LLC / Active / Other / Managing Member of the LLC / none / 1 / No / No / No / No / Start Date 01/01/2017 / / No / / No / / Yes / Yes / 100 / / Yes / Hollywood, Florida - United States / No / / Yes / / LLC was created to hold some Real Estate Investments that I own / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-07
  • S66 Uniform Combined State Law Examination
    2016-09-07

View on SEC IAPD

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