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John J Garcia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-21
TX RA APPROVED_RES 2018-03-22
  • CO RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED_RES
    Since 2018-03-22

Branch Locations

6400 S Fiddlers Green Cir,, Greenwood Village, CO 80111 • United States

3455 Peachtree Rd Ne Investment Solutions Group, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Edge Jacksonville FL 01/2012 Present
  • 01/2012 → Present
    Merrill Edge
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
S63 Uniform Securities Agent State Law Examination 2013-08-01
  • S66 Uniform Combined State Law Examination
    2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    2013-08-01
Other Names
  • John Garcia

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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