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Rick Ernest Berry

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-24
CO RA APPROVED 2014-04-25
  • TX RA
    APPROVED
    Since 2015-07-24
  • CO RA
    APPROVED
    Since 2014-04-25

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Denver CO 01/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2014 → Present
    Morgan Stanley
    Denver, CO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

KROENKE SPORTS AND ENTERTAINMENT, ENDORSING GAME OF HOCKEY; START DATE: 02/2016; NON-INVESTMENT RELATED; DENVER, CO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-25
S63 Uniform Securities Agent State Law Examination 2014-03-14
  • S65 Uniform Investment Adviser Law Examination
    2014-04-25
  • S63 Uniform Securities Agent State Law Examination
    2014-03-14
Other Names
  • Rick Berry

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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