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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-06 |
Branch Locations
901 3Rd Ave S Routing S14/3235, Minneapolis, MN 55402-3367 • United States
2 N. Church St., West Chester, PA 19380-3007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities Llc | Media | PA | 09/2012 | 03/2019 |
| Sovereign Bank | Media | PA | 05/2007 | 03/2019 |
| Citizens Securities, Inc | Canton | MA | 02/2020 | 06/2021 |
| Citizens Bank, N.A. | Media | PA | 02/2020 | 06/2021 |
| Trumark Financial Credit Union | Malvern | PA | 06/2019 | 02/2020 |
| Citizens Securities Inc. | Media | PA | 06/2021 | 09/2021 |
| Citizens Bank, N.A | Media | PA | 06/2021 | 09/2021 |
| Ameriprise Financial Services, Llc | Downingtown | PA | 10/2021 | Present |
Outside Employment; RM Masonry Construction; Office Manager; Construction; 529 Waren Blvd, , Broomall, PA, 19008; Not Investment-Related; 01/30/2019; 60 hours per month; 20 to 39 during trading hours / S&T Bank; sales assistant; Sales Assistant; 2 North Church Street, , West Chester , PA, 19008; Not Investment-Related; 10/04/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-29 |
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