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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-02 |
| MN | RA | APPROVED | 2016-08-01 |
Branch Locations
1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network | Minneapolis | MN | 09/2013 | Present |
| Osaic Wealth, Inc. | Minneapolis | MN | 12/2015 | Present |
1. FOCUS FINANCIAL NETWORK, INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 1000 Shelard Parkway, Suite 250, Minneapolis MN 55426, United States DESCRIPTION: Would rarely be activated, but may participate in life insurance or disability insurance casework. 2. NEW LIBERTY WEALTH LLC POSITION: Owner NATURE: Personal LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1000 Shelard Parkway, Ste 300, Minneapolis MN 55426, United States DESCRIPTION: Royal Commissions paid to Jonathan Dennison are recategorizedto this entity for tax purposes and kept separate from Focus Financial Network Revenue Paid to New Liberty Wealth I 3. FOCUS FINANCIAL NETWORK, INC (RIA) POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/14/2016 ADDRESS: 1000 Shelard Parkway, Suite 250, Minneapolis MN 55426, United States DESCRIPTION: My affiliation with a Registered Investment Advisor giving me the ability to:-Discuss securities and investments with clients-Execute trades on behalf of clients-Hold myself out to the public as a financial advisor 4. PRESQUE ISLE INVESTMENTS, LLC POSITION: Manager NATURE: LLC that only acts as a holding vehicle for some private securities transactions INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2021 ADDRESS: 3106 Inglewood Ave S, Unit 5, Minneapolis MN 55416, United States DESCRIPTION: No duties. Not at active business and instead only a holding LLC 5. NEW LIBERTY WEALTH I LLC POSITION: Owner NATURE: Personal LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1000 Shelard Parkway, Ste 300 MN 55416, United States DESCRIPTION: Focus Financial Network IAR revenue paid to Jonathan Dennison is processed to this entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-13 |
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