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Darcy Armstrong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Denver, CO

Albany, NY

Denver, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-07-28
TX RA APPROVED 2013-12-23
  • CO RA
    APPROVED
    Since 2022-07-28
  • TX RA
    APPROVED
    Since 2013-12-23

Branch Locations

200 Josephine St, Denver, CO 80206 • United States

69 State St, Albany, NY 12207 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 12/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-20
S63 Uniform Securities Agent State Law Examination 2012-04-23
  • S65 Uniform Investment Adviser Law Examination
    2013-12-20
  • S63 Uniform Securities Agent State Law Examination
    2012-04-23
Other Names
  • Darcy Louise Armstrong

View on SEC IAPD

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MORGAN STANLEY · Denver, CO
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DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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