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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-08-08
  • KS RA
    APPROVED
    Since 2024-08-08

Branch Locations

2950 Sw Mcclure Rd, Topeka, KS 66605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Topeka KS 02/2012 05/2017
Various Insurance Carriers For W&R Insurance Agencies Topeka KS 05/2017 05/2017
A & E Group Topeka KS 02/2016 05/2017
Allstate Insurance Company Topeka KS 05/2017 03/2023
Ae Financial Services, Llc Topeka KS 04/2023 Present
Ae Wealth Management, Llc Topeka KS 04/2023 Present
  • 02/2012 → 05/2017
    Waddell & Reed Inc
    Topeka, KS
  • 05/2017 → 05/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Topeka, KS
  • 02/2016 → 05/2017
    A & E Group
    Topeka, KS
  • 05/2017 → 03/2023
    Allstate Insurance Company
    Topeka, KS
  • 04/2023 → Present
    Ae Financial Services, Llc
    Topeka, KS
  • 04/2023 → Present
    Topeka, KS
Previous Registrations
Other Businesses

1) AE WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 2950 SW MCCLURE RD TOPEKA, KS 66614; RIA; DIRECTOR OF WEALTH; 4/2023; APPROX 160HRS/MO; APPROX 130HRS/MO DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30

View on SEC IAPD

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