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Paul A. Ashenfelter

Piper Sandler & Co.

Minneapolis, MN

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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-08-05
  • MN RA
    APPROVED
    Since 2016-08-05

Branch Locations

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co. Minneapolis MN 01/2012 Present
Piper Jaffray Investment Management Llc Minneapolis MN 05/2012 Present
  • 01/2012 → Present
    Piper Jaffray & Co.
    Minneapolis, MN
  • 05/2012 → Present
    Piper Jaffray Investment Management Llc
    Minneapolis, MN
Previous Registrations
  • 2012-05-04 → 2016-08-05
    Piper Jaffray Investment Management, Llc
    Minneapolis, MN
Other Businesses

Boulder Capital & Leasing LLC; owner; LLC owns equipment for lease. <1hr/wk.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-30
  • S66 Uniform Combined State Law Examination
    2012-03-30

View on SEC IAPD

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