Ryan Carroll

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 03/2018
  Riversource Distributors Inc
  Minneapolis, MN
• 04/2018 → 03/2020
  Ameriprise Financial Services Inc.
  Minneapolis, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Other Businesses

Outside Employment; CrimsonCardinal LLC; Financial Advisor-providing advice to clients; Manage advisory business; 29899 Agoura Rd. , Suite 112, Agoura Hills, CA, 91301; Investment-Related; 03/02/2026; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-09
• S63 Uniform Securities Agent State Law Examination
  2013-05-08

Other Names

• Ryan Carroll
• Ryan Patrick Carroll