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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-04 |
| FL | RA | APPROVED | 2024-09-23 |
| PA | RA | APPROVED | 2018-01-05 |
Branch Locations
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
506 N 19Th St, Allentown, PA 18104 • United States
3055 W Emaus Ave, Allentown, PA 18103 • United States
Port St Joe, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Allentow | PA | 01/2012 | 01/2018 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 01/2018 | Present |
RENTAL PROPERTY, INV RELATED, STROUDSBURG, PA, 25% OWNERSHIP, START 12/15/2006, 1 HOUR PER MONTH, ZERO DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, CAPE SAN BLAS, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 10/1/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, FACILITATING RENTALS FOR THE BEACH. RENTAL PROPERTY, INVT RELATED, EAST STROUDSBURG, PA, 100% OWNERSHIP, START DATE 3/1/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, COLLECTING RENT. RENTAL PROPERTY - 147; INV RELATED;PORT ST JOE ,FL; RENTAL;50% OWNERSHIP; START DATE: 08/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-10 |
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