Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-17
TX RA APPROVED 2026-02-13
  • FL RA
    APPROVED
    Since 2026-02-17
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

12761 World Plaza Ln Ste 2B, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 06/2013 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 09/2019
Morgan Stanley Smith Barney Llc Ft. Myers FL 09/2019 02/2026
Morgan Stanley Private Bank, N.A. New York NY 10/2019 02/2026
Principle Life Insurance Company Fort Myers FL 02/2026 Present
Principles Securities, Inc. Fort Myers FL 02/2026 Present
Morgan Stanley Private Bank, N.A New York NY 10/2019 02/2026
Piprude Financial Fort Myers FL 02/2026 Present
  • 06/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Naples, FL
  • 11/2016 → 09/2019
    Naples, FL
  • 09/2019 → 02/2026
    Morgan Stanley Smith Barney Llc
    Ft. Myers, FL
  • 10/2019 → 02/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2026 → Present
    Principle Life Insurance Company
    Fort Myers, FL
  • 02/2026 → Present
    Principles Securities, Inc.
    Fort Myers, FL
  • 10/2019 → 02/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 02/2026 → Present
    Piprude Financial
    Fort Myers, FL
Previous Registrations
  • 2019-09-27 → 2026-02-18
    Fort Myers, FL
  • 2013-06-13 → 2019-10-02
    Naples, FL
    Fort Myers, FL
    Lehigh Acres, FL
    Fort Myers, FL
    Lehigh Acres, FL
    North Fort Myers, FL
    Lehigh Acres, FL
    North Fort Myers, FL
    Fort Myers, FL
    Fort Myers, FL
    Lehigh Acres, FL
Other Businesses

**FIXED INSURANCE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/16/2026 ADDRESS: 12761 World Plaza Ln, Suite 2B, Fort Myers FL 33907, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **PIPRUDE FINANCIAL (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 6 START DATE: 02/16/2026 ADDRESS: 12761 World Plaza Ln, Suite 2B, Fort Myers FL 33907, United States DESCRIPTION: Financial services, planning and education to businesses and individuals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-26
  • S66 Uniform Combined State Law Examination
    2013-04-26
Other Names
  • Kevin Hoffer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Myers, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor