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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED | 2026-02-13 |
Branch Locations
12761 World Plaza Ln Ste 2B, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Naples | FL | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | 09/2019 |
| Morgan Stanley Smith Barney Llc | Ft. Myers | FL | 09/2019 | 02/2026 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2019 | 02/2026 |
| Principle Life Insurance Company | Fort Myers | FL | 02/2026 | Present |
| Principles Securities, Inc. | Fort Myers | FL | 02/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2019 | 02/2026 |
| Piprude Financial | Fort Myers | FL | 02/2026 | Present |
**FIXED INSURANCE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/16/2026 ADDRESS: 12761 World Plaza Ln, Suite 2B, Fort Myers FL 33907, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **PIPRUDE FINANCIAL (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 6 START DATE: 02/16/2026 ADDRESS: 12761 World Plaza Ln, Suite 2B, Fort Myers FL 33907, United States DESCRIPTION: Financial services, planning and education to businesses and individuals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-26 |
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