Derwin Kiyoshi Osada

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2020-10-15

HI RA
APPROVED

Since 2020-10-15

Branch Locations

1299 S Beretania St Ste 220, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tsukazaki & Associates, Llc.	Honolulu	HI	12/2011	Present
Commonwealth Financial Network	Waltham	MA	02/2012	10/2020
Tao Investments Hawai'i	Honolulu	HI	08/2019	Present
Lpl Financial, Llc	Honolulu	HI	10/2020	Present

12/2011 → Present

Tsukazaki & Associates, Llc.

Honolulu, HI
02/2012 → 10/2020

Commonwealth Financial Network

Waltham, MA
08/2019 → Present

Tao Investments Hawai'i

Honolulu, HI
10/2020 → Present

Lpl Financial, Llc

Honolulu, HI

Previous Registrations

2014-02-14 → 2020-10-16

Commonwealth Financial Network

Honolulu, HI

Other Businesses

1)03/2018 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TAO INVESTMENTS HAWAI'I - INVESTMENT RELATED - HONOLULU, HI 96814 2)12/2011 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TSUKAZAKI & ASSOCIATES, LLC - NOT INVESTMENT RELATED - HONOLULU, HI 96814

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-02-27

S63 Uniform Securities Agent State Law Examination

2012-02-27

Designations

Other Names

Derwin Osada

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews