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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-30 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
65 Bryant Woods South, Amherst, NY 14228 • United States
Lancaster, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Williamsville | NY | 01/2012 | 10/2016 |
| Nylife Securities Llc | Williamsville | NY | 10/2012 | 10/2016 |
| Queen City Financial Services, Llc | Williamsville | NY | 01/2016 | 10/2016 |
| Msi Financial Services | Williamsville | NY | 07/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Amherst | NY | 10/2016 | Present |
| Mml Investors Services, Llc | Amherst | NY | 03/2017 | Present |
1) Name: Joshua A. Lauer Inv rel: Y Add: 65 Bryant Woods South, Amherst, NY 14228 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 09/30/2017 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Individual Life, Group Life, Group Health. 2) NAME: Joshua Lauer INV REL: N ADD: 65 Bryant Wood South, Amherst NY 14228 NATURE: Refer clients to apply for ERC (Employee Retention Credit) POSITION: Financial Advisor START DATE: 10/30/2023 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I will refer clients to Jorns & Assoc., to see if they quality for the government ERC credit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-10 |
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