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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-09-27
TX RA APPROVED_RES 2019-05-31
OH RA APPROVED 2014-01-10
  • KY RA
    APPROVED
    Since 2023-09-27
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • OH RA
    APPROVED
    Since 2014-01-10

Branch Locations

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Kenwood OH 06/2013 Present
  • 06/2013 → Present
    Ubs
    Kenwood, OH
Other Businesses

Cincinnati CEPA Chapter / United States / 1120 Chester Ave. Cleveland, OH 44114 / Association (e.g. Trade or Industry, Sport) / https://exit-planning-institute.org/ / Financial (Consumer & Investment Services) / The purpose of the EPI Arizona Chapter is to create a forum where the local community of professional advisors can collaborate to address unique needs of the local community; develop educational programs for business owners and professional advisors to build awareness and better prepare an owner for the successful exit of their business; develop, encourage and foster the adoption of best practices for the exit planning profession; and promote the common business interests of those business advisors engaged in the profession of exit planning. / Member of Board of directors / President, in charge of organizing and putting on creative content for other professional advisors and business owners. / Start Date 10/15/2019 Covington Catholic High School, I am the president of the alumni board. The board serves the alumni of the school by putting on golf outings, men stags, retreats, President of the alumni board, hold board meetings and serving our alumni, start date-12/1/2019, Park HillsKY United States41011

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-09
  • S66 Uniform Combined State Law Examination
    2014-01-09

View on SEC IAPD

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