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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-06-03 |
Branch Locations
323 Washington Ave N Ste 200, Minneapolis, MN 55401 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prinicpal Life Insurance Company | Minneapolis | MN | 05/2014 | 06/2019 |
| Principal Securities, Inc. | Minneapolis | MN | 05/2014 | 06/2019 |
| Mutual Advisors, Llc. | Omaha | NE | 06/2019 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 06/2019 | Present |
1. Insurance Agency, Start Date: 06/03/2019, 323 Washington Ave N, Ste 200, Minneapolis, MC 55401, LLC, Insurance Agency, Partner/Advisor, Our team will also be selling insurance as a part o our services, Not Investment Related, 10 hours per month, 1 hour per day during trading hours. 2. Grey Fox Financial Partners, LLC., Start Date: 08/24/2015, 323 Washington Ave. N, Ste. 200, Minneapolis, MN 55401, LLC, Administrative Operations, Manager, Manage LLC as DBA passthrough for team expenses and compensation, Not Investment Related, 160 Hours per month, 8 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-19 |
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