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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-10 |
| IN | RA | APPROVED | 2014-12-01 |
Branch Locations
401 Pennsylvania Pkwy # 200, Carmel, IN 46280 • United States
Carmel, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Indianapolis | IN | 08/2014 | Present |
1. 12/01/2014-LHD RETIREMENT/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/100%/250 W. 96TH ST SUITE 350 INDIANAPOLIS, IN 46260 2. 1/29/2015: OUTSIDE/W-2 EMPLOYMENT - LHD BENEFITS - ADMIN ONLY - STARTED 08/25/2014 - INVESTMENT RELATED - INDIANAPOLIS, IN. 3. 12/1/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/29/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2012-03-02 |
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