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Jess William Degabriele

LPl Financial LLC

Carmel, IN

Carmel, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
IN RA APPROVED 2014-12-01
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • IN RA
    APPROVED
    Since 2014-12-01

Branch Locations

401 Pennsylvania Pkwy # 200, Carmel, IN 46280 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Indianapolis IN 08/2014 Present
Previous Registrations
Other Businesses

1. 12/01/2014-LHD RETIREMENT/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/100%/250 W. 96TH ST SUITE 350 INDIANAPOLIS, IN 46260 2. 1/29/2015: OUTSIDE/W-2 EMPLOYMENT - LHD BENEFITS - ADMIN ONLY - STARTED 08/25/2014 - INVESTMENT RELATED - INDIANAPOLIS, IN. 3. 12/1/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/29/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-06
S65 Uniform Investment Adviser Law Examination 2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2015-01-06
  • S65 Uniform Investment Adviser Law Examination
    2012-03-02

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