Robert Nolan Dumas

Current Employers

Employment History

• 01/2012 → 03/2019
  Lpl Financial
  Houma, LA
• 03/2019 → Present
  Cwm, Llc
  Omaha, NE
• 03/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2012 → Present
  Lafont & Associates
  Thibodaux, LA

Previous Registrations

• 2012-12-10 → 2019-04-09
  Lpl Financial Llc
  Thibodaux, LA

Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 03/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: THE SOUTHLAND CONFERENCE INVESTMENT RELATED: NO ADDRESS: 2801 NETWORK BLVD #502 FRISCO TX NATURE OF BUSINESS: ATHLETICS START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: OFFICIAL APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: FOOTBALL OFFICIAL FOR COLLEGE LEVEL 4. NAME OF OTHER BUSINESS: NATIONAL FOOTBALL LEAGUE INVESTMENT RELATED: NO ADDRESS: 345 PARK AVENUE NEW YORK, NY 10154 NATURE OF BUSINESS: ATHLETICS START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: OFFICIAL APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: K-BALL AND INSTANT REPLAY COMMUNICATOR 5. NAME OF OTHER BUSINESS: LAFONT &ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2013 POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COMPANY FOR TAX PURPOSES 6. NAME OF OTHER BUSINESS: PARRISH FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2013-04-23

Other Names

• Robert Dumas