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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2019-09-05
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2019-09-05

Branch Locations

11 Sunset Drive, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Latham NY 11/2013 08/2019
Raymond James Financial Services, Inc. Latham NY 09/2019 Present
Raymond James Financial Services Advisors, Inc. Latham NY 09/2019 Present
Previous Registrations
Other Businesses

1) THE KELTON FINANCIAL GROUP, NON-INVESTMENT RELATED DBA NAME/SUPPORT COMPANY, LATHAM, NY, EMPLOYEE, STARTED 08/2019, 0 HOURS DEVOTED, 0 HOURS DEVOTED DURING TRADING HOURS, NON-INVESTMENT RELATED DBA NAME/SUPPORT COMPANY FOR FINANCIAL SERVICES BUSINESS. 2) KAFL INSURANCE, INVESTMENT RELATED, LATHAM, NY, INSURANCE, EMPLOYEE, STARTED 06/2018, 0-5 HOURS DEVOTED, 0-5 HOURS DEVOTED DURING TRADING HOURS, INSURANCE GENERAL AGENT. 3) Name of Business : Kelton Financial Group Address: 11 Sunset Dr,Latham, NY Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 10/02/2020 Hours per month devoted to this business: 180 Hours per month devoted to this business during trading hours: 8 Description of duties: ¿Provide optimal level of client services and maintain effective relationships with clients. ¿Correspond with clients to handle advisory related service issues. ¿Contact clients on behalf of the WMA for developing advisory plan and provide technical

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-20
  • S66 Uniform Combined State Law Examination
    2013-05-20
Designations
Other Names
  • Salvatore Schittino

View on SEC IAPD

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