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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Catholic High School | Toledo | OH | 01/1992 | Present |
| Metlife | Toledo | OH | 01/2012 | 03/2017 |
| Massmutual Life Insurance Co | Toledo | OH | 07/2016 | Present |
| Mml Investors Services, Llc | Toledo | OH | 03/2017 | Present |
| Dragonfly | Toledo | OH | 11/1989 | Present |
(1) NAME: CENTRAL CATHOLIC HIGH SCHOOL INV REL: N ADD: 2550 CHERRY ST, TOLEDO, OH 43608 NATURE: SPORTS OFFICIAL POSITION: ASSISTANT VARSITY BASEBALL COACH START DATE: 01/23/1992 NO. HR/MO: 72 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COACHING BASEBALL (2) NAME: DRAGONFLY INV REL: N ADD: 4847 287TH ST TOLEDO, OH, 43611 NATURE: SPORTS OFFICIAL POSITION: HIGH SCHOOL BASKETBALL OFFICIAL START DATE: 11/23/1989 NO. HR/MO: 32 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OFFICIATE HIGH SCHOOL BASKETBALL GAMES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-05-16 |
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