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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-31 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Bloomington, MN • United States
Bloomington, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 12/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Personal consultanting; Date Activity Started/Modified: 03/01/2026; Address: 5201 W 111th St. Bloomington, MN 55437; Type of Activity: Other; Describe if any other Activity: Supporting a family friend to study for the Series 7.;Role/Relationship: Other; Describe if any other Roles/Relationship:;Responsibilities: test prep - currently not charging, doesn't mean I won't in the future.; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-01-14 |
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